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78

地產代理監管局

2015/16

年報

維護專業水平

Upholding the Professional Standard

Disciplinary Actions

Inquiry Hearings

Where the EAA's Chief Executive Officer (“CEO”) has reason to

believe that a licensee has failed to comply with the EAO and/or

its subsidiary legislation; or is not eligible to hold or continue to

hold a licence; or has failed to comply with a specified condition

attached to his licence, a submission shall be made by the CEO to

the Disciplinary Committee for consideration if an inquiry hearing

should be conducted.

If the Disciplinary Committee is satisfied that the complaint or

submission is well-founded, it may exercise disciplinary powers

including admonishing or reprimanding the licensee concerned,

attaching/varying a specified condition attached to his licence,

suspending/revoking his licence, imposing a fine and making a

costs order.

In 2015/16, the Disciplinary Committee adjudicated 186 cases,

of which 183 were substantiated (i.e. 98.4%). As a result, a total of

190 licensees were disciplined, among whom 127 were individual

licensees

1

and 63 company licensees.

During the same period, 22 licences were suspended for periods

ranging from seven days to 12 months. Licensees disciplined were

1

Including sole-proprietors and partners of estate agency firms.

1

包括地產代理公司的獨資經營者

/

合夥人。

模擬紀律研訊圖片。

A staged inquiry hearing.

紀律行動

紀律研訊

當監管局行政總裁有理由相信任何持牌

人沒有遵守《地產代理條例》及

/

或其

附屬法例;或沒有資格持有或繼續持有

牌照;或沒有遵守附加於其牌照上的任

何指明的條件,行政總裁可向紀律委員

會提出呈述,以決定是否就該個案進行

研訊。

假如紀律委員會認為投訴或呈述成立,

可行使紀律制裁權,當中包括訓誡或譴

責有關持牌人,將條件附加於有關牌照

上或更改附加於該牌照上的條件,暫時

吊銷或撤銷其牌照,判處罰款以及作出

支付費用的命令。

2015/16

年度,紀律委員會共判決了

186

宗個案,其中

183

宗(佔

98.4%

)的指

稱成立。結果,共有

190

名持牌人被紀律

處分,其中

127

名為個人持牌人

1

63

為公司持牌人。

同期,紀律委員會暫時吊銷了

22

個牌

照,吊銷期由七天至

12

個月不等。受處