82
Estate Agents Authority Annual Report 2014/15
1
以上行動是根據《地產代理條例》而作出的判決，當中有部份可能不屬於紀律性質。
2
在部分個案中，會對同一持牌人或前持牌人採取超過一項行動。
3
部分條件於批出牌照時附加，其餘則隨後附加。
4
27
宗撤銷牌照個案由牌照委員會裁定。理由是持牌人不符合「適當人選」要求，因而不適合繼續持有牌照；一宗撤銷牌照
個案由紀律委員會裁定。
5
這些撤銷牌照的個案均由牌照委員會裁定。理由是持牌人不符合資格，因而不適合繼續持有牌照。
1 These actions were taken pursuant to powers under the EAO. Some actions may be disciplinary in nature and others not.
2 In some cases more than one action was imposed on the same licensee or former licensee.
3 Some conditions were attached upon the granting of licences and others attached thereafter.
4 27 cases were decided by the Licensing Committee on the ground that the licensees concerned were considered not “fit and
proper” persons to continue to hold a licence, and one was decided by the Disciplinary Committee.
5 These cases were decided by the Licensing Committee on the ground that the licensees concerned were considered not eligible to
continue to hold a licence.
向持牌人或前持牌人採取的行動
1
Actions Taken Against Licensees or Former Licensees
1
2012/13
2013/14
2014/15
有關的持牌人或前持牌人人數
Number of licensees or former licensees involved
513
571
423
行動性質
2
Type of actions
2
訓誡或譴責
Admonishment/reprimand
410
398
255
罰款
Fine
189
237
179
在牌照上附加條件
3
Attachment of conditions to licence
3
281
308
238
暫時吊銷牌照
Suspension of licence
26
26
10
撤銷牌照
Revocation of licence
0
28
4
45
5
紀律處分新計劃
為提高地產代理業界對違規情況的警
覺性，長遠改善業內的違規情況，監
管局於
2014
年
1
月
1
日推出一項新計
劃，以處理一些比較簡單及常見的違
規個案。新計劃涵蓋違反《地產代理
條例》、《地產代理常規（一般責任及
香港住宅物業）規例》及《地產代理（發
牌）規例》的違規事項。在新計劃下，
由生效日起計，首次違反八項指明違
規事項的持牌人，在符合新計劃的條
款的情況下，將不會被紀律處分。然
而，倘若該持牌人在其後兩年內，再
度觸犯任何違規事項，則可能會被施
以較嚴重的處分。
在
2014/15
年度，共有
87
名持牌人獲
邀選擇以新計劃處理其個案。在
87
名
已回覆的持牌人當中，有
85
名選擇參
加，參與率達
97.7%
。
New Scheme for Disciplinary Cases
To heighten the estate agency trade’s vigilance against
non-compliances and improve their compliance in the
long run, a New Scheme (“the Scheme”) was launched
on 1 January 2014 to deal with some straight-forward
and prevalent breaches under the EAO, Estate Agents
Practice (General Duties and Hong Kong Residential
Properties) Regulation, and Estate Agents (Licensing)
Regulation. Under the Scheme, licensees committing
the eight specified breaches for the first time since the
effective date would, subject to the terms of the
Scheme, not be disciplined but any subsequent
breaches within a two-year period might attract more
severe sanctions.
A total of 87 licensees were invited to opt for the
Scheme in 2014/15. Among the 87 licensees who have
replied, 85 opted for the Scheme, representing a
participation rate of 97.7%.
