77
地產代理監管局
2014/15
年報
維護專業水平
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Results of Cases Completed*
To ensure that useful information and intelligence were
gathered, exchanged and analysed effectively to
facilitate consistent and timely proactive enforcement
effort, the Section had adopted various mechanisms to
obtain intelligence on the prevailing and emerging
issues from all fronts for early detection of breaches
and malpractices.
During compliance inspections, the Section also took
the opportunity to educate practitioners on the EAO, its
subsidiary legislation, the
Code of Ethics
and other
guidelines issued by the EAA to ensure they were
conversant with the related issues.
In 2014/15, the Section conducted investigations into 77
licence applications in which the applicants were
suspected of making false declarations or providing
false documents in the licence application or licence
renewal process. Besides, the Section also looked into
24 licence applications submitted by existing licensees
and new applicants, who had criminal records, to
consider whether they met the statutory requirement
of being “fit and proper” persons.
*
年內完成的個案部分為往年接獲的個案，當中包括表面證據成立並轉介予紀律委員會處理的個案，以及由行動部處理由
於證據不足而不成立的其他個案。
Δ
已完成處理的個案如其中所涉及任何指稱被分類為「指稱成立」，該個案即會被歸類為「指稱成立」。
#
包括擱置調查和未能證實的個案。
*
Some cases completed in a year were brought forward from previous years. The figures include prima facie cases referred to and
dealt with by the Disciplinary Committee and other cases disposed of by the Operations Division due to insufficient evidence.
Δ
A completed case will be classified as “Substantiated” if any of the allegations involved therein has been concluded as “Substantiated”.
#
Include cases which were curtailed and those that were not proven.
為確保有效地收集、交流及分析有用
資訊和情報，以採取一貫的適時及積
極之執法行動，執行部已透過不同部
署，從各個方面搜集當其時及新出現
問題的情報，及早偵察違規及不當行
為。
在巡查過程中，執行部亦會把握機會
向從業員講解《地產代理條例》及其附
屬法例、《操守守則》及監管局發出的
其他指引，確保他們熟悉相關規定。
在
2014/15
年度，執行部調查了
77
宗涉
嫌在申請牌照或續牌時作出虛假聲明
或提供虛假文件的個案，以及
24
宗由
有犯罪記錄的持牌人及新申請人提出
的牌照申請個案，以考慮他們是否符
合法定的「適當人選」要求。
