53
地產代理監管局
2014/15
年報
機構管治
Corporate Governance
Checks and Balances
External Audit
The EAA’s statement of accounts is subject to audit by
an external auditor. In the year of 2014/15, Deloitte
Touche Tohmatsu was the external auditor of the EAA.
The main purpose of the external audit is to provide
independent assurance to the Board that the annual
financial statements of the EAA are fairly stated. The
appointment of the EAA’s external auditor is subject to
the approval of the Secretary for Transport and
Housing.
Appeals
Under the EAO, licensees or licence applicants may
appeal against the EAA’s decisions concerning refusal
to grant or renew a licence, or its disciplinary sanctions
by writing to the Secretary for Transport and Housing.
The Secretary for Transport and Housing is required to
appoint a panel of persons for the purpose of hearing
such appeals. The appeals are determined by a
tribunal, the members of which are appointed by the
Chairman of the panel from members of the panel.
The Ombudsman’s Review
The EAA came under the jurisdiction of The
Ombudsman on 2 July 2010. In the year of 2014/15, a
total of four inquiries from The Ombudsman were
received and all of them were closed during the period.
Despite that none of the four cases was established,
measures for improvement of the Administration had
been taken.
制衡措施
外部審核
監管局的財務報表須經由外部核數師
審核。
2014/15
年度，德勤•關黃陳方
會計師行獲委聘為監管局的核數師。
外部審核的主要目的是向董事局提交
監管局年度財務報表，呈示公允的獨
立保證。監管局委任的外部核數師須
由運輸及房屋局局長批准。
上訴
根據《地產代理條例》，持牌人或牌照
申請人可對監管局的決定提出上訴，
包括監管局拒絕批給牌照或批出續牌
申請，或監管局施行的紀律處分，上
訴須透過書面方式向運輸及房屋局局
長提出。
運輸及房屋局局長須委任人士組成委
員團，專責聆訊上訴。委員團的主席
須就每宗上訴個案，從委員團成員中
委任成員組成審裁小組進行裁決。
申訴專員覆檢
監管局自
2010
年
7
月
2
日起被納入申訴
專員的監管範圍。
2014/15
年度內，共
接獲四宗申訴專員轉介的個案，並於
年度期間結束。雖然該四宗個案並不
成立，行政部門已採取相應的改善措
施。
