Statistics Licensee (Up to 30/9/2004)
  Individual Limited Company SPOB
Estate Agent Salesperson
9,038 8,621 1,017 2,129
Total 17,659 3,146

Educational Level of Licensees
  Below F.5 Completed F.5 or equivalent Tertiary or above
Estate Agents 19% 52.2% 28.8%
Salesperson 10.8% 75.9% 13.3%

Non-compliance Cases discovered during inspection
(1/4/2004 - 30/9/2004)
Cases of non-compliance Reported allegations
298 407

Allegations
Breach of the Estate Agents Ordinance (EAO) 109
Breach of the Practice Regulation 103
Breach of the Licensing Regulation 70
Others 125

Complaints (1/4/2004 - 30/9/2004)
Cases of complaint Reported allegations
286 422

Allegations
Conduct and practice 267
Breach of the EAO and its subsidiary legislation 103
Standard of service 10
Professional competence 5
Others 37

PROGRESS (1/4/2004 - 30/9/2004)
A total of 1,173 cases were handled during the period, including 540 cases carried over from the previous year, as follows:
Cases completed 357
Investigation by EAA in progress (22 cases pending decision of Disciplinary Committee) 787
Pending court decision 14
Pending investigation by other bodies
(Police, Independent Commission Against Corruption, Office of the Privacy Commissioner for Personal Data)
15

SUBSTANTIATED CASES
Among the 357 cases completed during the reported period, 69 cases were subsequently mediated or withdrawn. 32 cases were curtailed because of insufficient information to pursue. 109 cases were found to be substantiated. 147 cases were found to be unsubstantiated.

Actions Taken (1/4/2004 - 30/9/2004)
Revocation of licence 2
Suspension of licence 6
Attachment of conditions to licence 62
Fine* 19
Referred to other bodies
(Police, Independent Commission Against Corruption)
5
Reprimand 4
Letter of warning 6
Letter of advice 529
*Fine collected is accredited to the Treasury of the HKSAR
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