125
地產代理監管局
2014/15
年報
附錄一 ：監管局常設委員會與專責小組
Appendix I: Standing Committees and
Working Panel of the EAA
Disciplinary Committee
Terms of reference:
1.
To draw up guidelines and procedures to ensure
consistency and fairness in handling disciplinary
cases.
2.
To receive, consider and inquire into complaints
as mentioned in section 29(1) of the Estate Agents
Ordinance (“EAO”) and submissions by the Chief
Executive Officer as mentioned in section 29(2) of
the EAO that are referred by the EAA to the
Committee, and to conduct such inquiry as the
Committee may think fit after having considered
such complaints and submissions.
3.
To receive and inquire into complaints lodged
against licensed estate agents or salespersons for
breaches of the
Code of Ethics
, Practice Circulars
or guidelines issued to the trade from time to time
by the EAA.
4.
To consider the reports and recommendations of
the investigator appointed by the EAA under
section 28 of the EAO, with referral by the Section
28 Investigation Panel, to look into suspected and
alleged breaches or non-compliance of the
provisions of the EAO and to conduct such inquiry
as the Committee may think fit after having
considered such reports and recommendations.
5.
To exercise any of the disciplinary powers provided
under section 30 of the EAO as the Committee
considers appropriate.
6.
To attach to licences such conditions as the
Committee may consider appropriate.
7.
To refer from time to time cases of malpractice or
complaints considered by the Committee to other
committees for formulation and/or revision of
policies, practice or regulations for better
discharge of the EAA’s functions.
8.
To obtain legal and/or expert advice or service
relating to the exercise of the Committee’s
functions and powers as and when the Committee
considers necessary.
紀律委員會
職權範圍：
1.
訂立指引和程序，確保以公平及
貫徹一致的立場，處理紀律個
案。
2.
接受、考慮和查究由監管局轉介
至紀律委員會，根據《地產代理
條例》第
29(1)
條所作的投訴及《地
產代理條例》第
29(2)
條由行政總
裁作出的呈述，並在考慮該等投
訴和呈述後，進行其認為合適的
研訊。
3.
接受及查究涉及持牌地產代理或
營業員的投訴，是否抵觸監管局
不時向業界發出的《操守守則》、
執業通告或指引。
4.
審閱監管局根據《地產代理條例》
第
28
條委任的調查員提交的報告
及建議（經由第
28
條調查小組轉
介），考慮就涉嫌和指稱觸犯或
沒有遵守《地產代理條例》條文的
個案，進行其認為合適的研訊。
5.
按照《地產代理條例》第
30
條賦予
之紀律制裁權，行使其認為適當
的權力。
6.
在牌照上附加委員會認為適當的
條件。
7.
視乎情況將委員會審議的不良執
業手法或投訴個案轉交其他委員
會，以便制訂及╱或修訂政策、
常規或規例，從而更有效地執行
監管局之職能。
8.
如認為需要，就委員會行使其職
能和權力獲取法律及╱或專業意
見或服務。
