135
地產代理監管局
2014/15
年報
附錄一 ：監管局常設委員會與專責小組
Appendix I: Standing Committees and
Working Panel of the EAA
Section 28 Investigation Panel
1
Terms of reference:
1.
To formulate guidelines for and procedures on the
selection of cases for investigation under section
28 of the EAO.
2.
To oversee the conduct of investigation under
section 28 of the EAO to ensure its full compliance.
3.
To r e c e i v e and c on s i de r r epo r t s and
recommendations from the EAA Administration on
suspected or alleged cases of breaches or non-
compliance of a requirement(s) or other
provision(s) of the EAO warranting investigation
under section 28 of the EAO.
4.
To appoint investigator(s) under section 28 of the
EAO to conduct such investigation and carry out
such duties as the Panel considers necessary.
5.
To receive and consider the reports and
recommendations from the investigator appointed
by the Panel under section 28 of the EAO.
6.
Where the investigator recommends to the Panel
that the exercise of disciplinary powers under
section 30 of the EAO should be considered, to
refer the case to the Disciplinary Committee for
its consideration.
7.
To obtain legal and/or expert advice or service
relating to the exercise of the EAA’s functions and
powers as prescribed by section 28 of the EAO as
and when the Panel considers necessary.
8.
To exercise and perform any and such of the
EAA’s functions and powers as prescribed by
section 28 of the EAO.
1
Not a standing committee, meet as and when needed
第
28
條調查小組
1
職權範圍：
1.
就如何選取需要根據《地產代理
條例》第
28
條展開調查的個案制
定指引和程序。
2.
監督根據《地產代理條例》第
28
條
進行的調查，確保調查工作符合
法例規定。
3.
接受和考慮監管局行政部門就其
認為有需要根據《地產代理條例》
第
28
條進行調查的懷疑或涉嫌違
反或沒有遵守《地產代理條例》的
規定或其他條文的個案所呈交的
報告和建議。
4.
根據《地產代理條例》第
28
條委任
調查員，展開小組認為有需要的
調查及執行其認為有需要的職
務。
5.
接受和考慮根據《地產代理條例》
第
28
條小組委任的調查員所提交
的報告和建議。
6.
如調查員建議小組該考慮行使
《地產代理條例》第
30
條所訂明的
紀律處分的權力，則將有關個案
轉交紀律委員會處理。
7.
如認為需要，就行使《地產代理
條例》第
28
條所訂明的監管局職
能和權力獲取法律及╱或專業意
見或服務。
8.
行使及執行《地產代理條例》第
28
條所訂明的監管局職能和權力。
1
不屬常設委員會，僅在需要時召開會議
