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地產代理監管局
●
2015/16
年年報
附錄一：監管局常設委員會與專責小組
Appendix I : Standing Committees andWorking
Panel of the EAA
Section 28 Investigation Panel
1
Terms of Reference:
1. To formulate guidelines for and procedures on the selection of
cases for investigation under section 28 of the Estate Agents
Ordinance (EAO).
2. To oversee the conduct of investigation under section 28 of
the EAO to ensure its full compliance.
3. To receive and consider reports and recommendations from
the EAA Administration on suspected or alleged cases of
breaches or non-compliance of a requirement(s) or other
provision(s) of the EAO warranting investigation under section
28 of the EAO.
4. To appoint investigator(s) under section 28 of the EAO to
conduct such investigation and carry out such duties as the
Panel considers necessary.
5. To receive and consider the reports and recommendations
from the investigator appointed by the Panel under section 28
of the EAO.
6. Where the investigator recommends to the Panel that the
exercise of disciplinary powers under section 30 of the EAO
should be considered, to refer the case to the Disciplinary
Committee for its consideration.
7. To set up a task force as may from time to time be directed by
the Panel Chairman, comprising any member(s) of the Panel,
to carry out such tasks as the Panel Chairman may assign;
to deliberate on the findings of the task force; and to make
recommendations to the Board for approval as appropriate.
1
Not a standing committee, meet as and when needed
1
不屬常設委員會，僅在需要時召開會議
第
28
條調查小組
1
職權範圍：
1.
就如何選取需要根據《地產代理條例》
第
28
條展開調查的個案制定指引和
程序。
2.
監督根據《地產代理條例》第
28
條進
行的調查，確保調查工作符合法例
規定。
3.
接受和考慮監管局行政部門就其認為
有需要根據《地產代理條例》第
28
條
進行調查的懷疑或涉嫌違反或沒有遵
守《地產代理條例》的規定或其他條文
的個案所呈交的報告和建議。
4.
根據《地產代理條例》第
28
條委任調
查員，展開小組認為有需要的調查及
執行其認為有需要的職務。
5.
接受和考慮根據《地產代理條例》第
28
條小組委任的調查員所提交的報告
和建議。
6.
如調查員建議小組該考慮行使《地產
代理條例》第
30
條所訂明的紀律處分
的權力，則將有關個案轉交紀律委員
會處理。
7.
不時按小組主席指引成立一個由小組
成員組成的工作小組，以執行小組主
席所委派的工作，審議小組的工作結
果，及適時向董事局提交建議。