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地產代理監管局
●
2015/16
年年報
附錄一：監管局常設委員會與專責小組
Appendix I : Standing Committees andWorking
Panel of the EAA
Disciplinary Committee
Terms of Reference:
1. To draw up guidelines and procedures to ensure consistency
and fairness in handling disciplinary cases.
2. To receive, consider and inquire into complaints as mentioned
in section 29(1) of the Estate Agents Ordinance (EAO) and
submissions by the Chief Executive Officer as mentioned in
section 29(2) of the EAO that are referred by the EAA to the
Committee, and to conduct such inquiry as the Committee
may think fit after having considered such complaints and
submissions.
3. To receive and inquire into complaints lodged against licensed
estate agents or salespersons for breaches of the
Code of
Ethics
, practice circulars or guidelines issued to the trade from
time to time by the EAA.
4. To consider the reports and recommendations of the
investigator appointed by the EAA under section 28 of the EAO,
with referral by the Section 28 Investigation Committee, to
look into suspected and alleged breaches or non-compliance
of the provisions of the EAO and to conduct such inquiry as
the Committee may think fit after having considered such
reports and recommendations.
5. To exercise any of the disciplinar y powers provided
under section 30 of the EAO as the Committee considers
appropriate.
6. To attach to licences such conditions as the Committee may
consider appropriate.
7. To refer from time to time cases of malpractice or complaints
considered by the Committee to other committees for
formulation and/or revision of policies, practice or regulations
for better discharge of the EAA’s functions.
紀律委員會
職權範圍：
1.
訂立指引和程序，確保以公平及貫徹
一致的立場，處理紀律個案。
2.
接受、考慮和查究由監管局轉介至紀
律委員會，根據《地產代理條例》第
29(1)
條所作的投訴及《地產代理條例》
第
29(2)
條由行政總裁作出的呈述，並
在考慮該等投訴和呈述後，進行其認
為合適的研訊。
3.
接受及查究涉及持牌地產代理或營業
員的投訴，是否抵觸監管局不時向業
界發出的《操守守則》、執業通告或
指引。
4.
審閱監管局根據《地產代理條例》第
28
條委任的調查員提交的報告及建議
（經由第
28
條調查小組轉介），考慮就
涉嫌和指稱觸犯或沒有遵守《地產代
理條例》條文的個案，進行其認為合
適的研訊。
5.
按照《地產代理條例》第
30
條賦予之
紀律制裁權，行使其認為適當的權
力。
6.
在牌照上附加委員會認為適當的條
件。
7.
視乎情況將委員會審議的不良執業手
法或投訴個案轉交其他委員會，以便
制訂及
/
或修訂政策、常規或規例，
從而更有效地執行監管局之職能。